AVAILABLE
COURSES

LIST OF AVAILABLE COURSES

CNL ADVANCED CERTIFICATE IN AML GOVERNANCE, RISK AND COMPLIANCE

Course Outline

MODULE 1: UNDERSTANDING THE REGULATORY ENVIRONMENT
  • The need for, and objectives of, regulation
  • Sources of regulation
  • Prevention of money laundering and financial crime
  • Understanding money laundering offences
  • Designing an effective reporting system
  • Terrorist FInancing
  • Money laundering and tax evasion
  • Financial crime
  • Preventing fraud
  • Corruption
  • Market manipulation/misleading statements, insider dealing, and market abuse
MODULE 2: INDUSTRY KNOWLEDGE AND AWARENESS
  • Financial Services organisations: Background
  • Codes of corporate governance
  • Introduction to Regulatory principles
  • Number of Financial instituitions and relevant organisations in Nigeria and Africa
  • Overview of Nigeria's Financial sector
  • Overview of commercial laws and mechanisms governing legal persons and arrangements
  • Regulators
  • Products and Services
  • Recent regulatory and market developments and trends
  • Selected current trends
MODULE 3: THE ROLE OF THE COMPLIANCE OFFICER
  • Compliance structure
  • The role of the Compliance officer
  • Politically Exposed Persons[PEPs]
  • Key complaince activities and processes
  • Risk-based compliance monitoring
  • Investigating compliance breaches
  • Training
MODULE 4: COMPLIANCE IN PRACTICE
  • Compliance Governance
  • Internal and external relationships
  • Links between compliance, culture and ethics
  • Specific internal compliance control issues
  • Risk Management
MODULE 5: KEY COMPLIANCE ISSUES
  • Practical Considerations
  • Compliance oversight and internal controls
  • Internal controls - AML/Financial crime

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